Cappoli Legal & Advisory, PLLC
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Securities and General Counsel Expertise So You Can Focus On Your Business
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General Counsel
With outside general counsel support, Cappoli Legal & Advisory, PLLC can partner with leadership and in-house teams to provide comprehensive legal support or tailored solutions, offering practical advice so you can focus on your core business. Appointed General Counsel by the Board of the PCAOB, James oversaw the organization's entire legal operations, including governance, operations, regulatory responsibilities, labor and employment, contracts, and high-stakes litigation.
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1
Day-to-Day Legal and Decision Support
We provide ongoing legal advice to management and in-house teams, whether early-stage guidance or a call-before-you-act check to gain clarity and confidence on the right path forward.
2
Litigation and Outside Counsel Management
Litigation demands honest, candid assessment in high-stress situations. We help coordinate legal strategy and manage outside counsel to align positions, reduce risk, and prevent unnecessary escalation.
3
Legal Support for Operations: Governance, HR, Contracts
Develop and refine compliance programs, policies and procedures and align written policies with actual operations. Periodically review compliance frameworks to reduce risk and anticipate emerging issues. Draft and negotiate contracts, support corporate governance and operational needs, or analyze HR issues as they arise - all helping organizations put durable legal frameworks in place to reduce risk and support growth.
4
Event-Driven Guidance and Second Opinions
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We help triage and respond to crises, regulatory inquiries, and internal issues, offering experienced judgment and second-opinion analysis to support confident, well-informed decisions.
